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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2017-09-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rw Powell Enterprises Inc | Waterbury | CT | 03/1987 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 10/2011 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2017 | Present |
1)POWELLS INCOME TAX SERVICES 42 WATERBURY ROAD, P.O. BOX 7077 PROSPECT, CT 06712. BEGAN 02/01/1992 AS TAX PREPARER, PREPPING INCOME TAXES. NOT INVESTMENT RELATED. DEVOTES 25 HRS/WK. 8 HRS DURING TRADING. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-30/WK-25/TRADING. SEE EMPLOYMENT FOR START DATE. 3)RAYMOND J. POWELL 179 BURR HALL ROAD MIDDLEBURY, CT 06762. BEGAN 05/01/2009 AS REP, SELLING FIXED INSURANCE SALES, LIFE, LONG TERM CARE, DISABILITY, FIXED ANNUITY. INVESTMENT RELATED. DEVOTES 5 HRS/MNTH. NONE DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-12-05 |
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