Raymond Luis Powell

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2026-03-19
CT	RA	APPROVED	2026-01-06

MA RA
APPROVED

Since 2026-03-19
CT RA
APPROVED

Since 2026-01-06

Branch Locations

Boston, MA • United States

42 Waterbury Rd, Prospect, CT 06712 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Heritage Financial Services, Llc	Westwood	MA	06/2021	Present
Powell's Financial Planning	Prospect	CT	01/2015	04/2017
Avon Prime Meats	Avon	CT	03/2018	08/2018
Afiens Legal Slp	Madrid		06/2019	08/2019
Mfs Investment Management	Boston	MA	06/2020	08/2020
Bentley Service Learning & Civic Engagement Center	Waltham	MA	01/2019	05/2021
Full Time Student	Waltham	MA	01/2013	05/2021
Cambridge Investment Research, Inc.	Fairfield	IA	09/2025	Present
Cambridge Investment Research, Inc.	Fairfield	IA	09/2025	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	01/2026	Present

06/2021 → Present

Heritage Financial Services, Llc

Westwood, MA
01/2015 → 04/2017

Powell's Financial Planning

Prospect, CT
03/2018 → 08/2018

Avon Prime Meats

Avon, CT
06/2019 → 08/2019

Afiens Legal Slp

Madrid
06/2020 → 08/2020

Mfs Investment Management

Boston, MA
01/2019 → 05/2021

Bentley Service Learning & Civic Engagement Center

Waltham, MA
01/2013 → 05/2021

Full Time Student

Waltham, MA
09/2025 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
09/2025 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
01/2026 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2023-05-24 → 2025-06-16

Heritage Financial Services

Woburn, MA

Westwood, MA

Other Businesses

1. CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 01/06/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING 2. RAYMOND LUIS POWELL, 42 Waterbury Road, Prospect CT 06712, United States, 01/29/2026, Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO - 5 HR/MO TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-11-06

S66 Uniform Combined State Law Examination

2025-11-06

Designations

View on SEC IAPD