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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-04-30
CT RA APPROVED 2011-10-11
  • TX RA
    APPROVED_RES
    Since 2013-04-30
  • CT RA
    APPROVED
    Since 2011-10-11

Branch Locations

2 Daniels Farm Road, Trumbull, CT 06606 • United States

364 Reidville Dr, Waterbury, CT 06705 • United States

5 Wigwam Ave, Waterbury, CT 06704 • United States

100 Main Street North, Southbury, CT 06488 • United States

137 Bank St., Waterbury, CT 06702 • United States

247 Boston Post Road, Orange, CT 06477 • United States

500 New Haven Ave, Derby, CT 06418 • United States

725 Wolcott St, Waterbury, CT 06705 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Webster Investment Services, Inc. Bristol CT 07/1999 Present
Lpl Financial Llc Prospect CT 10/2011 Present
  • 07/1999 → Present
    Webster Investment Services, Inc.
    Bristol, CT
  • 10/2011 → Present
    Prospect, CT
Previous Registrations
  • 2007-02-13 → 2011-10-11
    Uvest Financial Services Group, Inc.
    Waterbury, CT
    Waterbury, CT
    Oxford, CT
    Seymour, CT
    Bethany, CT
    Southbury, CT
    Ansonia, CT
    Naugatuck, CT
    Wolcott, CT
    Prospect, CT
    Southbury, CT
  • 2000-11-02 → 2007-02-13
    Webster Investment Services, Inc.
    Kensington, CT
    Waterbury, CT
    Waterbury, CT
    Oxford, CT
    Seymour, CT
    Bethany, CT
    Southbury, CT
    Ansonia, CT
    Naugatuck, CT
    Wolcott, CT
Other Businesses

(1) 06/29/2016: Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - INV REL - At Reported Business Location(s) (2) 10/30/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date 11/13/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-04-07
S65 Uniform Investment Adviser Law Examination 1996-07-15
  • S63 Uniform Securities Agent State Law Examination
    1999-04-07
  • S65 Uniform Investment Adviser Law Examination
    1996-07-15

View on SEC IAPD

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