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Stephen Sumeraj

Pnc Wealth Management LLC

Homer Glen, IL

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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2012-01-17
  • IL RA
    APPROVED
    Since 2012-01-17

Branch Locations

13159 W. 143Rd St., Homer Glen, IL 60491 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Lockport IL 01/2012 Present
  • 01/2012 → Present
    Pnc Investments
    Lockport, IL
Previous Registrations
  • 2010-06-08 → 2012-01-06
    Wells Fargo Clearing Services, Llc
    Palos Heights, IL
  • 2005-07-06 → 2010-06-08
    Chase Investment Services Corp.
    Orland Park, IL
    Chicago, IL
    Oak Lawn, IL
  • 2002-11-01 → 2005-07-06
    Banc One Securities Corporation
    Oaklawn, IL
Other Businesses

2022 - Sole Proprietor - ESBE Auctions - Non-investment related -Zero hours during trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-22
S63 Uniform Securities Agent State Law Examination 1993-01-29
  • S65 Uniform Investment Adviser Law Examination
    1998-12-22
  • S63 Uniform Securities Agent State Law Examination
    1993-01-29

View on SEC IAPD

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Other Investors

JAMES MICHAEL TRENT
MAGDALENA ANNA LACEK
PHILIP MICHAEL RUGGIO
BRYAN ZIC
GIL DONALD HANNON
Denise Delaney
Debra Masters
Carolyn Mary Hartnett

Other Offices

LPL FINANCIAL LLC · HOMER GLEN, IL
MML INVESTORS SERVICES, LLC · Homer Glen, IL
EDWARD JONES · HOMER GLEN, IL
USA FINANCIAL SECURITIES LLC · Homer Glen, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Homer Glen, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Orland Park, IL
LPL FINANCIAL LLC · HOMER GLEN, IL
EDWARD JONES · HOMER GLEN, IL

More in Homer Glen, IL

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