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James Michael Trent

LPl Financial LLC

Homer Glen, IL

Palos Heights, IL

Downers Grove, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-03-24
  • IL RA
    APPROVED
    Since 2021-03-24

Branch Locations

12747 W 143Rd Street, Homer Glen, IL 60491 • United States

12534 S. Harlem Ave, Palos Heights, IL 60463 • United States

Downers Grove, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co. Inc. Oak Brook IL 01/2006 03/2021
Charles Schwab Bank, Ssb Oak Brook IL 02/2013 03/2021
Bmo Harris Financial Advisors Homer Glen IL 03/2021 Present
Lpl Financial Llc Homer Glen IL 03/2021 Present
  • 01/2006 → 03/2021
    Charles Schwab & Co. Inc.
    Oak Brook, IL
  • 02/2013 → 03/2021
    Charles Schwab Bank, Ssb
    Oak Brook, IL
  • 03/2021 → Present
    Bmo Harris Financial Advisors
    Homer Glen, IL
  • 03/2021 → Present
    Lpl Financial Llc
    Homer Glen, IL
Previous Registrations
  • 2021-03-09 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Homer Glen, IL
    Palos Heights, IL
  • 2013-08-30 → 2021-03-16
    Charles Schwab & Co., Inc.
    Indianapolis, IN
    Fishers (Indianapolis), IN
    Fishers (Indianapolis), IN
    Chicago, IL
    Chicago, IL
    Indianapolis, IN
    Indianapolis, IN
    Oak Brook, IL
Other Businesses

1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - HOMER GLENN, IL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-29
S63 Uniform Securities Agent State Law Examination 2008-07-11
  • S66 Uniform Combined State Law Examination
    2013-08-29
  • S63 Uniform Securities Agent State Law Examination
    2008-07-11

View on SEC IAPD

Other Firms

MML INVESTORS SERVICES, LLC
PNC WEALTH MANAGEMENT LLC
EDWARD JONES
USA FINANCIAL SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
GENEOS WEALTH MANAGEMENT, INC.
BRICKWORK FINANCIAL PLANNING, LTD
4WEALTH ADVISORS, INC.

Other Investors

MAGDALENA ANNA LACEK
PHILIP MICHAEL RUGGIO
BRYAN ZIC
GIL DONALD HANNON
STEPHEN SUMERAJ
Denise Delaney
Debra Masters
Carolyn Mary Hartnett

Other Offices

MML INVESTORS SERVICES, LLC · Homer Glen, IL
PNC WEALTH MANAGEMENT LLC · HOMER GLEN, IL
EDWARD JONES · HOMER GLEN, IL
USA FINANCIAL SECURITIES LLC · Homer Glen, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Homer Glen, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Orland Park, IL
LPL FINANCIAL LLC · HOMER GLEN, IL
EDWARD JONES · HOMER GLEN, IL

More in Homer Glen, IL

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