Best Investors Account Sign in

Philip Michael Ruggio

Mml Investors Services, LLC

Homer Glen, IL

Chicago, IL

CRD 1539824

Claim This Profile
Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-30
IL RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-05-30
  • IL RA
    APPROVED
    Since 2017-03-25

Branch Locations

14228 S Bell Road, Homer Glen, IL 60491 • United States

8012 S Crandon, Chicago, IL 60617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Oak Brook IL 10/1992 03/2017
Mml Investors Services, Llc Chicago IL 03/2017 Present
Massmutual Life Insurance Co Chicago IL 07/2016 Present
  • 10/1992 → 03/2017
    Metlife Securities Inc.
    Oak Brook, IL
  • 03/2017 → Present
    Mml Investors Services, Llc
    Chicago, IL
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Chicago, IL
Previous Registrations
  • 1998-02-13 → 2017-03-25
    Msi Financial Services, Inc.
    Homer Glen, IL
    Chicago, IL
    Chicago, IL
    Aurora, IL
    Chicago, IL
    Orland Park, IL
    Chicago, IL
    Milwaukee, WI
    Orland Park, IL
Other Businesses

INDEPENDENT INSURANCE AGENT-FROM RESIDENTIAL ADDRESS-1 HRS SECURITIES, 0HRS NONSECURITIES-FIXED ANNUITIES-SINCE 10/2014

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-15
S63 Uniform Securities Agent State Law Examination 1992-11-16
  • S65 Uniform Investment Adviser Law Examination
    1998-01-15
  • S63 Uniform Securities Agent State Law Examination
    1992-11-16
Other Names
  • Phillip Michael Ruggio

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
PNC WEALTH MANAGEMENT LLC
EDWARD JONES

Nearby Investors

JAMES MICHAEL TRENT
MAGDALENA ANNA LACEK
BRYAN ZIC

Nearby Offices

LPL FINANCIAL LLC · HOMER GLEN, IL
PNC WEALTH MANAGEMENT LLC · HOMER GLEN, IL
EDWARD JONES · HOMER GLEN, IL

More in Homer Glen, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor