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Philip Michael Ruggio

Mml Investors Services, LLC

Homer Glen, IL

Chicago, IL

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-30
IL RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-05-30
  • IL RA
    APPROVED
    Since 2017-03-25

Branch Locations

14228 S Bell Road, Homer Glen, IL 60491 • United States

8012 S Crandon, Chicago, IL 60617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Oak Brook IL 10/1992 03/2017
Mml Investors Services, Llc Chicago IL 03/2017 Present
Massmutual Life Insurance Co Chicago IL 07/2016 Present
  • 10/1992 → 03/2017
    Metlife Securities Inc.
    Oak Brook, IL
  • 03/2017 → Present
    Mml Investors Services, Llc
    Chicago, IL
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Chicago, IL
Previous Registrations
  • 1998-02-13 → 2017-03-25
    Msi Financial Services, Inc.
    Homer Glen, IL
    Chicago, IL
    Chicago, IL
    Aurora, IL
    Chicago, IL
    Orland Park, IL
    Chicago, IL
    Milwaukee, WI
    Orland Park, IL
Other Businesses

INDEPENDENT INSURANCE AGENT-FROM RESIDENTIAL ADDRESS-1 HRS SECURITIES, 0HRS NONSECURITIES-FIXED ANNUITIES-SINCE 10/2014

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-15
S63 Uniform Securities Agent State Law Examination 1992-11-16
  • S65 Uniform Investment Adviser Law Examination
    1998-01-15
  • S63 Uniform Securities Agent State Law Examination
    1992-11-16
Other Names
  • Phillip Michael Ruggio

View on SEC IAPD

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Other Investors

JAMES MICHAEL TRENT
MAGDALENA ANNA LACEK
BRYAN ZIC
GIL DONALD HANNON
STEPHEN SUMERAJ
Denise Delaney
Debra Masters
Carolyn Mary Hartnett

Other Offices

LPL FINANCIAL LLC · HOMER GLEN, IL
PNC WEALTH MANAGEMENT LLC · HOMER GLEN, IL
EDWARD JONES · HOMER GLEN, IL
USA FINANCIAL SECURITIES LLC · Homer Glen, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Homer Glen, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Orland Park, IL
LPL FINANCIAL LLC · HOMER GLEN, IL
EDWARD JONES · HOMER GLEN, IL

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