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Marque V Cohen

Ubs Financial Services Inc.

San Diego, CA

San Diego, CA

San Diego, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-10-22
TX RA APPROVED_RES 2009-01-28
CA RA APPROVED 2009-01-16
  • PA RA
    APPROVED
    Since 2021-10-22
  • TX RA
    APPROVED_RES
    Since 2009-01-28
  • CA RA
    APPROVED
    Since 2009-01-16

Branch Locations

12220 El Camino Real Suite 400, San Diego, CA 92130 • United States

600 West Broadway Suite 2100, San Diego, CA 92101 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Sacramento CA 01/2009 Present
Previous Registrations
  • 2007-04-02 → 2009-01-20
    Morgan Stanley & Co. Llc
    Sacramento, CA
  • 2002-09-03 → 2007-04-02
    Morgan Stanley Dw Inc.
    Sacramento, CA
    Sacramento, CA
Other Businesses

1. marque and hara ttees, rental house, Officer, owner, start date-02/16/2018, sun cityaz United States-85351

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-28
S63 Uniform Securities Agent State Law Examination 1992-12-01
  • S65 Uniform Investment Adviser Law Examination
    2007-06-28
  • S63 Uniform Securities Agent State Law Examination
    1992-12-01
Other Names
  • Marque Vincent Cohen

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
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