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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-05-14 |
| FL | RA | APPROVED | 2023-12-06 |
| TX | RA | APPROVED_RES | 2023-05-04 |
| NJ | RA | APPROVED | 2021-03-22 |
| NY | RA | APPROVED | 2021-03-20 |
Branch Locations
1001 Franklin Avenue Suite 202, Garden City, NY 11530 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 08/2012 | 01/2021 |
| Janney Montgomery Scott Llc | Garden City | NY | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-15 |
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