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4801 Glenwood Avenue Suite 200-630, Raleigh, NC 27612 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-11 |
| NC | RA | APPROVED | 2018-07-23 |
Branch Locations
4801 Glenwood Avenue Suite 200-630, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2016 | 07/2018 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2016 | 07/2018 |
| University Financial Strategies, Llc. | Raleigh | NC | 04/2018 | Present |
1.TEAL TIDES, 205 SEA DREAMS DR, ATLANTIC BEACH, NC, 6/2015 AS OWNER OF RENTAL BEACH HOME. NIR - 5 HR/MO - 0/TRADES. 2. Sea Dreams Inc. 316-C Commerce Avenue Morehead City NC 28557. Board member for Sea dreams home Owners Association. 10/04/2017, not investment related, 10hrs yearly and 0 during trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-05-12 |
| S66 | Uniform Combined State Law Examination | 2009-02-20 |
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