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3200 E Cherry Creek South Drive Suite 640, Denver, CO 80209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2017-10-05 |
Branch Locations
3200 E Cherry Creek South Drive Suite 640, Denver, CO 80209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nations Financial Group, Inc. | Denver | CO | 04/2010 | 09/2017 |
| M.S. Howells & Co. | Scottsdale | AZ | 09/2017 | Present |
| Bruce G. Allen Investments, Llc | Denver | CO | 09/2017 | Present |
1) AUGUST 2007; INSURANCE LICENSED, BRUCE G ALLEN INVESTMENTS, LLC; DENVER CO; INVESTMENT RELATED; INSURANCE AGENT; INSURANCE PAPERWORK/OPERATIONS; DEVOTE 0-5 HOURS/MONTH; 0 5 HOURS/MONTH DURING MARKET HOURS. 2) APRIL 2010; BRUCE G. ALLEN INVESTMENTS, LLC; DENVER, CO; INVESTMENT RELATED; INVESTMENT ADVISORY SERVICES; OPERATIONS MANAGER; CLIENT SERVICE, OPERATIONS, OFFICE MANAGMENT; DEVOTE 180 HRS/MO DURING MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-01 |
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