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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-12-26
TX RA APPROVED 2024-12-26
  • NY RA
    APPROVED
    Since 2024-12-26
  • TX RA
    APPROVED
    Since 2024-12-26

Branch Locations

1230 Avenue Of The Americas, New York, NY 10020 • United States

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Lic NY 12/2013 03/2024
J.P. Morgan Securities Llc New York NY 12/2024 Present
Jpmorgan Chase Bank, N.A. New York NY 12/2024 Present
Livotis Old World Market Brick NJ 02/2024 12/2024
Racetrac St Augustine FL 09/2023 02/2024
  • 12/2013 → 03/2024
    Citigroup
    Lic, NY
  • 12/2024 → Present
    New York, NY
  • 12/2024 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 02/2024 → 12/2024
    Livotis Old World Market
    Brick, NJ
  • 09/2023 → 02/2024
    Racetrac
    St Augustine, FL
Previous Registrations
  • 2021-08-17 → 2024-04-16
    Long Island City, NY
    Jersey City, NJ
    Morganville, NJ
    Jersey City, NJ
    Jersey City, NJ
    Long Island City, NY
    Jersey City, NJ
    Jacksonville, FL
Other Businesses

Effective 12/16/2024 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-05
S63 Uniform Securities Agent State Law Examination 1993-06-14
  • S66 Uniform Combined State Law Examination
    2023-08-05
  • S63 Uniform Securities Agent State Law Examination
    1993-06-14
Other Names
  • Pat Mangini
  • Patrick John Mangini

View on SEC IAPD

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