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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-03-28 |
| CA | RA | APPROVED | 2006-02-08 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | San Ramon | CA | 02/2006 | Present |
1. 2/14/2006 - URDA WEALTH MANAGEMENT INC. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance DBA - Time Spent 15% - LTC, fixed annuities, term, and disability. 2. 6/22/2006 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% - Insurance: LTC, Term, and Universal. 3. 6/12/2017 - Urda Estate Vineyards llc - Not Investment Related - 1189 4th Ave Napa CA 94559 - Other-Business Owner - Started 06/14/17 - 10 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-03 |
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