James Joseph Urda

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2006 → Present
  Lpl Financial, Llc
  San Ramon, CA

Previous Registrations

• 2002-10-28 → 2006-02-06
  Edward Jones
  Fremont, CA

Other Businesses

1. 2/14/2006 - URDA WEALTH MANAGEMENT INC. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance DBA - Time Spent 15% - LTC, fixed annuities, term, and disability. 2. 6/22/2006 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% - Insurance: LTC, Term, and Universal. 3. 6/12/2017 - Urda Estate Vineyards llc - Not Investment Related - 1189 4th Ave Napa CA 94559 - Other-Business Owner - Started 06/14/17 - 10 Hours Per Month/0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-09-09
• S63 Uniform Securities Agent State Law Examination
  1992-11-03

Designations

• Certified Financial Planner

Other Names

• Jim Urda
• James Urda