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520 Gervais Street, Columbia, SC 29201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-04-22 |
| CA | RA | APPROVED | 2018-03-27 |
| CO | RA | APPROVED | 2018-03-27 |
| IL | RA | APPROVED | 2018-03-27 |
| TX | RA | APPROVED | 2018-03-27 |
| WA | RA | APPROVED | 2018-03-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wagner Wealth Management | Denver | CO | 10/2013 | 01/2018 |
| Private Capital Management, Llc | Denver | CO | 01/2018 | 01/2026 |
| Southstate Private Capital Management Llc | Denver | CO | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-19 |
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