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Current Employers
Southstate Private Capital Management Llc

520 Gervais Street, Columbia, SC 29201 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2019-04-22
CA RA APPROVED 2018-03-27
CO RA APPROVED 2018-03-27
IL RA APPROVED 2018-03-27
TX RA APPROVED 2018-03-27
WA RA APPROVED 2018-03-27
  • AZ RA
    APPROVED
    Since 2019-04-22
  • CA RA
    APPROVED
    Since 2018-03-27
  • CO RA
    APPROVED
    Since 2018-03-27
  • IL RA
    APPROVED
    Since 2018-03-27
  • TX RA
    APPROVED
    Since 2018-03-27
  • WA RA
    APPROVED
    Since 2018-03-27

Branch Locations

1331 17Th Street Ste 200, Denver, CO 80202 • United States

520 Gervais Street, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wagner Wealth Management Denver CO 10/2013 01/2018
Private Capital Management, Llc Denver CO 01/2018 01/2026
Southstate Private Capital Management Llc Denver CO 01/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-11
S63 Uniform Securities Agent State Law Examination 1992-10-19
  • S66 Uniform Combined State Law Examination
    2004-12-11
  • S63 Uniform Securities Agent State Law Examination
    1992-10-19
Designations

View on SEC IAPD

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