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Darin Laub

Wells Fargo Clearing Services, LLC

New York, NY

Glen Cove, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-01
  • NY RA
    APPROVED
    Since 2021-09-01

Branch Locations

1211 Ave Of The Americas 27Th Fl, New York, NY 10036 • United States

Glen Cove, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated St. Louis MO 12/2015 09/2021
Wells Fargo Clearing Services, Llc New York NY 09/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-04-03
S63 Uniform Securities Agent State Law Examination 1992-11-23
  • S65 Uniform Investment Adviser Law Examination
    1995-04-03
  • S63 Uniform Securities Agent State Law Examination
    1992-11-23
Other Names
  • Darin Laub
  • Darin Richard Laub

View on SEC IAPD

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