Matthew Defelice

Current Employers

Employment History

• 12/2010 → Present
  Md Wealth Strategies
  Westwood, NJ
• 01/2011 → Present
  Ard Holdings Inc
  Westwood, NJ
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Fairfield, NJ
• 11/2012 → Present
  Kestra Investment Services, Llc
  Fairfield, NJ

Previous Registrations

• 2010-02-19 → 2012-12-04
  Ameritas Investment Company, Llc
  Lincoln, NE
  Westwood, NJ
• 2006-07-20 → 2010-02-18
  Gunnallen Financial, Inc
  Melville, NY
  Tampa, FL
  Commack, NY
  Westwood, NJ

Other Businesses

Business Name: no DBA, just fixed life INSURANCE, disability insurance, and long term care insurance Investment Related: Yes Address: 375 Passaic Avenue Suite 100 Fairfield NJ 07004 Nature of Business: Insurance Position, Title or Relationship: Other,INSURANCE AGENT Start Date: 11/6/2012 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: insurance agent selling life INSURANCE, disability insurance, and long term care insurance Business Name: US Financial Services, LLC Investment Related: Yes Address: 375 Passaic Avenue Suite 100 Fairfield NJ 07004 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Employee Start Date: 11/1/2012 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: financial advisor, producer Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Preferred Pensions, LLC Investment Related: No Address: 3 Garret Mountain Plaza, Suite 201 Woodland Park NJ 07424 Nature of Business: Consulting Position, Title or Relationship: Member Start Date: 1/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Administration Business Name: SURF CLUB 26B POSITION: passive owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/30/2023 ADDRESS: 20 Surfside Ave, Unit 26B, Montauk NY 11954 DESCRIPTION: none other than maintaining inside of property if I am renting it out, and paying normal monthly maintenance co-op fees. Business Name: HTW HOLDINGS LLC POSITION: Sole Member/Owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/24/2024 ADDRESS: 20 Surfside Ave, Unit 26B, Montauk NY 11954, United States DESCRIPTION: LLC created for 2nd home purchased at 20 Surfside Ave, Montauk (previously disclosed), which will be used as personal use/rental property. The LLC is for liability protection from renters as well as an entity to manage rental income and maintenance expenses of the property.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-11-23

Designations

Other Names

• Mathew Defelice