Ramu Ramiah

Current Employers

Employment History

• 05/2004 → Present
  Brook Capital
  Brookfield, WI
• 06/2005 → 08/2018
  First Allied Securities, Inc.
  San Diego, CA
• 08/2018 → Present
  Western International Securities, Inc.
  Pasadena, CA

Previous Registrations

• 2007-04-25 → 2009-06-04
  Greenbook Investment Management, Inc.
  Brookfield, WI
• 2003-07-01 → 2004-05-17
  Wells Fargo Clearing Services, Llc
  Milwaukee, WI
• 1994-02-18 → 2003-07-01
  Prudential Equity Group, Llc
  Milwaukee, WI

Other Businesses

1) Brook Capital; Investment-Related; 675 N. Barker Rd., Ste. 200, Brookfield, WI 53045; RIA; President/Investment Adviser Representative; 05/2004 - Present 2) Ramiah Investments II LLC; Real Estate Holding; 04/2004 - Present; 2 hrs/mo; 0 hrs trading day 3) Brook Federal Advisors; Education/Teaching; Benefits Counselor; 02/2013 - Present; 4 hrs/mo 4) Watertown Office Condo Association; Non-Profit Organization; Trustee; 08/2015 - Present; 4 hrs/mo 5) Ramiah Family Foundation; Non-Profit Organization; Trustee; 1/2000 - Present; .5 hrs/mo 6) Enovate Inc.; Non Investment-Related; 24624 Interstate 45 N, Ste. 200; Spring, TX 77386; Oil & Gas Software; Investment; 01/2020 - Present; 5 hrs/mo

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-11-30
• S65 Uniform Investment Adviser Law Examination
  1992-11-30

Other Names

• Ramu Ramiah
• S P Ramiah