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Todd Alan Davis

First Citizens Investor Services, Inc.

Raleigh, NC

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-06-09
  • NC RA
    APPROVED
    Since 2025-06-09

Branch Locations

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services Raleigh NC 03/2025 Present
Ascensus, Llc Dresher PA 06/2011 11/2024
First Citizens Bank Raleigh NC 03/2025 Present
Unemployed Holly Springs NC 11/2024 02/2025
  • 03/2025 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 06/2011 → 11/2024
    Ascensus, Llc
    Dresher, PA
  • 03/2025 → Present
    First Citizens Bank
    Raleigh, NC
  • 11/2024 → 02/2025
    Unemployed
    Holly Springs, NC
Previous Registrations
  • 2008-02-26 → 2008-11-06
    Pasi Investments, Llc
    Farmington, CT
  • 2006-10-16 → 2008-02-08
    Tower Square Securities, Inc.
    Gales Ferry, CT
    Cromwell, CT
    Vernon, CT
    Vernon, CT
  • 2005-01-27 → 2005-03-03
    Dominari Securities Llc
    Mystic, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-09
S63 Uniform Securities Agent State Law Examination 2025-05-16
  • S65 Uniform Investment Adviser Law Examination
    2025-06-09
  • S63 Uniform Securities Agent State Law Examination
    2025-05-16

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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