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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2018-12-07 |
Branch Locations
109 Third Avenue, Baraboo, WI 53913 • United States
41 W Munroe Ave, Lake Delton, WI 53940 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services,Inc | Baraboo | WI | 12/2014 | 12/2018 |
| Raymond James Financial Services Advisors Inc. | Baraboo | WI | 12/2014 | 12/2018 |
| Baraboo State Bank | Baraboo | WI | 12/2014 | Present |
| Mary Kay | Baraboo | WI | 01/2010 | Present |
| Lpl Financial Llc | Baraboo | WI | 12/2018 | Present |
1)12/7/18- Third Oak Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2)12/7/18- MARYKAY - SALES CONSULTANT - Non-Inv. Related- Baraboo, WI- 1%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-13 |
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