David Fisher

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1992 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 09/2009 → Present
  Bank Of America, Na
  New York, NY

Other Businesses

BUSINESS OR ACTIVITY NAME: DAVID FISHER GST EXEMPT TRUST FOR PROFIT OR NOT FOR PROFIT: YES INVESTMENT RELATED: (YES OR NO) * YES ADDRESS OF BUSINESS: NEW YORK, NY 10025 NATURE OF BUSINESS: GST EXEMPT TRUST (ESTABLISHED UNDER THE WILL OF MY LATE MOTHER, NAOMI BARTNOFF WHO DIED ON 08/16/2011) YOUR POSITION, TITLE, ASSOCIATION: TRUSTEE START DATE OF RELATIONSHIP: MY MOTHER DIED ON 08/16/2006. TRUST ACCOUNT OPENED ON 10/29/2007 NUMBER OF HOURS DEVOTED PER MONTH: 2 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 1 YOUR DUTIES: I AM TRUSTEE FOR MY OWN GST EXEMPT TRUST ESTABLISHED UNDER THE WILL OF MY DECEASED MOTHER

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-10-17
• S63 Uniform Securities Agent State Law Examination
  1992-11-18