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Henry Joseph Ferry

Focus Quantitative Methods, Inc.

Cardiff, CA

Focus Investment Advisors, Inc

Solana Beach, CA

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Current Employers
Focus Quantitative Methods, Inc.

Cardiff, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-01-14
  • CA RA
    APPROVED
    Since 2020-01-14

Branch Locations

Cardiff, CA • United States

Focus Investment Advisors, Inc

514 Via De La Valle Suite 200, Solana Beach, CA 92075 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-12-05
  • CA RA
    APPROVED
    Since 2012-12-05

Branch Locations

514 Via De La Valle Suite 200, Solana Beach, CA 92075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Focus Investment Advisors, Inc Encinitas CA 06/1994 Present
Ikaika, Llc Encinitas CA 01/2000 12/2018
Lpl Financial Encinitas CA 09/2011 12/2018
Focus Quantitative Methods, Inc. Oceanside CA 01/2019 Present
Previous Registrations
  • 2019-05-20 → 2019-12-31
    Focus Quantitative Methods, Inc.
    Oceanside, CA
  • 1994-06-03 → 2011-12-31
    Focus Investment Advisors, Inc
    Encinitas, CA
  • 2010-03-02 → 2011-10-04
    Girard Securities, Inc.
    Encinitas, CA
    San Diego, CA
  • 2005-10-31 → 2006-02-17
    Osaic Services, Inc.
    Encinitas, CA
    Phoenix, AZ
  • 1997-12-16 → 2005-10-31
    Sentra Securities Corporation
    Carlsbad, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-07-01
S63 Uniform Securities Agent State Law Examination 1992-12-04
  • S65 Uniform Investment Adviser Law Examination
    1994-07-01
  • S63 Uniform Securities Agent State Law Examination
    1992-12-04

View on SEC IAPD

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Other Investors

JEFF COREY PRICHARD
CHRISTOPHER THOMAS DONNELLY
JACQUELINE BABETTE KARNAVAS
TIMOTHY PATRICK KENNEY
Roxanne Fiona Desouza
GRANT ALLAN WEBSTER
Dylan Joseph Trauger
Dekker Jag Stebel

Other Offices

LPL FINANCIAL LLC · CARDIFF, CA
PACIFIC ROCK CAPITAL, LLC · CARDIFF BY THE SEA, CA
TORREY CAPITAL INVESTMENTS · CARDIFF-BY-THE-SEA, CA
SEAWISE FINANCIAL, INC. · CARDIFF BY THE SEA, CA
ARCADIA PRIVATE WEALTH LLC · CARDIFF BY THE SEA, CA
BRIDGEPORT MANAGEMENT SERVICES C LLC · CARDIFF, CA
BRIDGEPORT MANAGEMENT SERVICES, LLC · CARDIFF, CA
EDWARD JONES · CARDIFF BY THE SEA, CA

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