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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-06-30 |
| LA | RA | APPROVED | 2009-06-04 |
Branch Locations
839 Kings Highway Ste 211, Shreveport, LA 71104 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Shreveport | LA | 05/2009 | Present |
1. 05/15/09 - ALFORD FINANCIAL -DBA - LA 2) 02/24/2025 - CABB Oil and Gas - Not Investment Related - Other - Business Owner - Home Based - Start Date:02/28/2025 - 2 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-29 |
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