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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-15 |
| CA | RA | APPROVED | 2020-01-31 |
Branch Locations
21650 Oxnard Street Suite 1800, Woodland Hills, CA 91367 • United States
Studio City, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Private Bank | Miami | CA | 04/2015 | 01/2020 |
| Hsbc Securities (Usa) Inc. | Beverly Hills | CA | 04/2015 | 01/2020 |
| Morgan Stanley Smith Barney Llc | Woodland Hills | CA | 01/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 02/2020 | Present |
*395679 - Rental properties; Investment Related - No; Tucson, AZ; Investment/Finance/Banking; Officer (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); Apr 2015; During Business Hours: 0; After Business Hours: 2; Property Management.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-19 |
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