Best Investors Account Sign in
Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-11
CO RA APPROVED 2015-03-18
  • TX RA
    APPROVED_RES
    Since 2024-04-11
  • CO RA
    APPROVED
    Since 2015-03-18

Branch Locations

29 N Main St Ste 108-G, Brighton, CO 80601 • United States

Westminister, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Brighton CO 03/1992 Present
Pfs Investments Inc. Brighton CO 08/1992 Present
  • 03/1992 → Present
    Primerica Financial Services
    Brighton, CO
  • 08/1992 → Present
    Brighton, CO
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Waufle Enterprises, LLC, Investment Related, 1333 West 120th Ave. Ste 300 Westminster CO 80234, Nature of Business (Primerica Business Purposes), Position/Title (OSJ Coordinator, Designated Principal, and Office Manager), Start Date (10/01/19) to Present, 60- 80 hours per month (60-80 hours per month during securities trading hours), Legal entity formed solely for Primerica business purposes. DRB Glock LLC, Manager of Family Farm, 1099, 05/11/2026 to present, Westminster, CO 80234, Not investment related, 1 Hours Per Month (0 Hours Per Month During Securities Trading Hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-06
S63 Uniform Securities Agent State Law Examination 1992-10-15
  • S65 Uniform Investment Adviser Law Examination
    2015-03-06
  • S63 Uniform Securities Agent State Law Examination
    1992-10-15

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Brighton, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor