James W Watkins

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2006-04-05

TX RA
APPROVED

Since 2006-04-05

Branch Locations

1002 Gemini St. #122, Houston, TX 77058 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	08/2005	06/2020
Equitable Advisors, Llc	New York	NY	08/2005	Present

08/2005 → 06/2020

Axa Advisors, Llc

New York, NY
08/2005 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1. VACATION PROPERTY; 13111 JOHN REYNOLDS, GALVESTON, TX 77554; OWNER/LANDLORD; START 4/25/2019; 0 HOURS. 2. BAY AREA PRIVATE WEALTH GROUP, LLC; 1002 GEMINI ST #122, HOUSTON, TX 77058; MANAGING PARTNER; START 1/15/2021; APPROXIMATELY 110 HOURS/MONTH. 3. RENTAL PROPERTY; 1010 PARKSTEAD DR, SEABROOK, TX 77586; LANDLORD; START 10/1/2025; APPROXIMATELY 2 HOURS/MONTH.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-11-09

S66 Uniform Combined State Law Examination

2005-11-09

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

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