Thomas Whitmeyer O'BRien

Current Employers

Employment History

• 02/2013 → Present
  Raymond James & Associates, Inc.
  Shreveport, LA

Previous Registrations

• 2004-11-24 → 2013-02-13
  Morgan Keegan & Company, Llc
  Shreveport, LA
  Shreveport, LA

Other Businesses

(1)Name of Business: EMA Enterprises LLC Address: 4700 Line Ave. , Shreveport, LA, 71106, United States Activity Type: Business Owner Position/Title: Other Investment Related: Yes Start Date: 08/13/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the manager and part owner (40%) with a brother and my two children (2)Name of Business: EMA Properties, LLC Address: 4700 Line Ave, Shreveport, LA, 71106, United States Activity Type: Business Owner Position/Title: Other Investment Related: Yes Start Date: 08/10/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the manager of the LLC, authorized to sign documents etc and will also be an owner once my mother's succession is finalized. The family has a single bookkeeper type person that handles most of the duties in a small office the LLC rents (3)Name of Business: Help manage FAMILY OIL & GAS EXPLORATION PRODUCTION and Mineral Interests Address: 6021 Gilbert Dr., Shreveport, LA, 71106, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 01/01/1982 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Execute documents on behalf of myself and sometines my brother. These include division orders, afe's and other oil and gas related paperwork. Amending the OBA per request of Patty Wilson 8/20/20. (4)Name of Business: OK, LLC Address: 401 Edwards St. Ste 1805, Shreveport, LA, 71101, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Partner Investment Related: Yes Start Date: 12/07/2000 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member and co-manager of the LLC. Authorized to execute documents with at least three managers signing. (5)Name of Business: Spring Branch Cove LLC Address: 6021 Gilbert Dr, Shreveport, LA, 71106, United States Activity Type: Business Owner Position/Title: Other Investment Related: Yes Start Date: 04/02/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the manager and a member of the LLC.The other members are my wife and two children, all of whom have accounts at Raymond James. (6)Name of Business: Thornhill Investments LLC Address: 6021 Gilbert Dr. , Shreveport, LA, 71106, United States Activity Type: Business Owner Position/Title: Other, Partner Investment Related: No Start Date: 01/01/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manager of the LLC. Effective date unknown but I have had the LLC for many years and the primary purpose is to hold undivided real estate and oil & gas royalty interests my wife and I own one-half of and my children own the other half. All of the financial activity flows through RJ acct.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-05-02
• S63 Uniform Securities Agent State Law Examination
  1992-11-25

Other Names

• Thomas Whitmeyer Obrien