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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-09-10
CO RA APPROVED 2008-01-01
  • TX RA
    APPROVED
    Since 2018-09-10
  • CO RA
    APPROVED
    Since 2008-01-01

Branch Locations

3200 Cherry Creek S Dr Ste 100, Denver, CO 80209 • United States

Lakewood, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Cherry Creek CO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Cherry Creek CO 11/2016 Present
Previous Registrations
  • 1999-01-01 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Denver, CO
    St. Louis, MO
    Denver, CO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-05-07
  • S63 Uniform Securities Agent State Law Examination
    1993-05-07
Designations

View on SEC IAPD

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