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328 Newman Springs Road, Red Bank, NJ 07701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2014-03-25 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Garden State Securities, Inc. | Red Bank | NJ | 03/2014 | Present |
1) GUARDIAN LIFE INSURANCE, 710 RT 46 EAST FAIRFIELD, NJ 07004. BROKER: LIFE INSURANCE (NON-VARIABLE). WHOLE LIFE AND TERM INSURANCE ONLY (NON-VARIABLE). INVESTMENT RELATED. START MAY 2007. 5-10 HOURS PER WEEK. 2) LAFAYETTE LIFE INSURANCE EFFECTIVE 1/2/2015. 400 BROADWAY, CINCINNATI, OH 45202. WHOLE LIFE INSURANCE AND FIXED ANNUITIES. NOT INVESTMENT RELATED. WHOLE LIFE INSURANCE SELLING AS INDEPENDENT BROKER. EST. 15 HOURS PER WEEK. 3) MASS MUTUAL LIFE INSURANCE SPRINGFIELD, MA. WHOLE LIFE INSURANCE. NOT INVESTMENT-RELATED. 5 HOURS PER WEEK. 4) LJ PARTNERS, LLC ESTABLISHED 11/14/2014 TO PAY FOR OFFICE EXPENSES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-04 |
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