William D Murphy

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2024-02-29
PA	RA	APPROVED	2023-01-30
GA	RA	APPROVED	2022-05-25
NY	RA	APPROVED	2021-04-16
VA	RA	APPROVED	2021-03-15
FL	RA	APPROVED	2020-11-02
NC	RA	APPROVED	2020-05-12
MD	RA	APPROVED	2017-02-16
CO	RA	APPROVED	2015-06-19
CT	RA	APPROVED	2006-03-28
NJ	RA	APPROVED	2006-03-28

SC RA
APPROVED

Since 2024-02-29
PA RA
APPROVED

Since 2023-01-30
GA RA
APPROVED

Since 2022-05-25
NY RA
APPROVED

Since 2021-04-16
VA RA
APPROVED

Since 2021-03-15
FL RA
APPROVED

Since 2020-11-02
NC RA
APPROVED

Since 2020-05-12
MD RA
APPROVED

Since 2017-02-16
CO RA
APPROVED

Since 2015-06-19
CT RA
APPROVED

Since 2006-03-28
NJ RA
APPROVED

Since 2006-03-28

Branch Locations

437 Madison Avenue 29Th Floor, New York, NY 10022 • United States

Vero Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance Co	Jericho	NY	01/2006	10/2020
Park Avenue Securities	Jericho	NY	01/2006	10/2020
Guardian Life Insurance	Vero Beach	FL	10/2020	Present
Park Avenue Securities	Vero Beach	FL	10/2020	Present

01/2006 → 10/2020

Guardian Life Insurance Co

Jericho, NY
01/2006 → 10/2020

Park Avenue Securities

Jericho, NY
10/2020 → Present

Guardian Life Insurance

Vero Beach, FL
10/2020 → Present

Park Avenue Securities

Vero Beach, FL

Previous Registrations

2004-06-17 → 2005-10-06

1717 Capital Management Company

Tarrytown, NY

Other Businesses

1. Insurance Sales Sometimes clients are served better with insurance products other than Guardian products. Start: 06/02/2015 Address: 50 Jericho Quad suite 301 Jericho NY 11753 1 bus hr per month Investment related >10% annual compensation 2. Property & Casualty Insurance Sales I am property & casualty licensed and occasionally will refer business to other licensed agents and split the commissions Start: 06/02/2015 Address: 50 Jericho Quad suite 301 Jericho NY 11753 1 bus hr per month Investment related 3. North Park Consultants S Corp to save on income taxes Start: 01/01/2014 Address: 79 Tarence Street Rockville Centre NY 11570 0 hrs per month Not investment related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-05-04
S63	Uniform Securities Agent State Law Examination	1992-10-16

S66 Uniform Combined State Law Examination

2004-05-04
S63 Uniform Securities Agent State Law Examination

1992-10-16

Designations

Certified Financial Planner

Other Names

Bill Murphy
William Dineen Murphy
William Dineen Murphy

View on SEC IAPD