Walter Roland Valenzuela

Current Employers

Employment History

• 09/1992 → 04/2020
  Hilltop Securities Inc.
  Del Mar, CA
• 04/2020 → Present
  Kestra Investment Services, Llc
  San Diego, CA
• 04/2020 → Present
  Kestra Private Wealth Services, Llc
  San Diego, CA

Previous Registrations

• 2008-12-10 → 2020-05-27
  Hilltop Securities Inc.
  San Diego, CA
  Del Mar, CA
• 2004-04-06 → 2008-12-23
  M.L. Stern & Co., Llc.
  San Diego, CA
  San Diego, CA

Other Businesses

Business Name: Maravu HOA Investment Related: No Address: 759 Draper ave. Suite D La Jolla CA 92037 Nature of Business: Other Other/None of the Above Na Position, Title or Relationship: President Start Date: 2/13/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Approve outside vendors.....evaluate contracts and vendorsBusiness Name: Walter Valenzuela Investment Related: No Address: 759 Olympus st Encinitas CA 92024 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 4/30/2001 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: ManagementBusiness Name: Tidewater Financial Investment Related: Yes Address: 3570 Carmel mountain rd. Ste.150 San Diego CA 92130 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Iar Start Date: 4/29/2029 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Investments

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-06-01