Dominick Minicucci

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1988 → Present
  U.S. Gymnastics Federation
  Indianapolis, IN
• 02/2008 → 08/2022
  Ubs
  New York, NY
• 08/2022 → Present
  Stifel, Nicolaus & Company, Incorporated
  New York, NY

Previous Registrations

• 2008-04-14 → 2022-09-01
  Ubs Financial Services Inc.
  New York, NY
  Naples, FL
  Weehawken, NJ
  New York, NY
• 2001-06-26 → 2008-02-06
  Wells Fargo Clearing Services, Llc
  New York, NY
  New York, NY

Other Businesses

1. Owls Gymnastics Fund; 1800 N Broad St, Pearson Hall 230, Philadelphia, PA; The org raises money for temple universities men's gymnastics club team; Board Member; 01/01/2011; 1 Hour per Month; Not during securities trading hours; Not Investment-Related, 2. US Olympics and Paralympians Association; 1 Olympic plaza, Colorado Springs, CO 80909; Sports; USOPA Chapter President NY/NJ/CT; keep retired Olympians involved in the movement; 1/1/2025; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-18
• S63 Uniform Securities Agent State Law Examination
  1992-12-30

Designations

• Certified Financial Planner