Matthew Edward Bragg

Current Employers

Smith, Moore & Co.

7777 Bonhomme Avenue Suite 2400, Clayton, MO 63105 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2021-04-29

MO RA
APPROVED

Since 2021-04-29

Branch Locations

520 North Morley Street Suite E, Moberly, MO 65270 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Investment Centers Of America	Moberly	MO	11/2015	11/2017
Lpl Financial Llc	Moberly	MO	11/2017	04/2021
Smith, Moore & Co.	Moberly	MO	04/2021	Present

11/2015 → 11/2017

Investment Centers Of America

Moberly, MO
11/2017 → 04/2021

Lpl Financial Llc

Moberly, MO
04/2021 → Present

Smith, Moore & Co.

Moberly, MO

Previous Registrations

2017-11-29 → 2021-05-18

Lpl Financial Llc

Moberly, MO

Moberly, MO

Glasgow, MO

Marceline, MO

Salisbury, MO

Paris, MO

Keytesville, MO
2015-11-27 → 2017-11-29

Investment Centers Of America, Inc.

Moberly, MO

Appleton, WI

Moberly, MO

Appleton, WI
2011-07-14 → 2015-12-09

Osaic Services, Inc.

Scottsdale, AZ

Moberly, MO
2004-05-19 → 2011-07-05

Spectrum Capital, Llc

Moberly, MO

Moberly, MO

Other Businesses

Insurance Agent, investment-related, same office address, Insurance service and sales, 04/2021, 1 hour per month, 1 hour per month during trading hours

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-10-12

S63 Uniform Securities Agent State Law Examination

1992-10-12

Designations

Other Names

Matthew Edward Bragg
Matt Bragg
Matthew Edward Bragg

View on SEC IAPD

Current Employers

Smith, Moore & Co.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews