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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-17 |
| MO | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Columbia | MO | 09/2009 | 11/2017 |
| Lpl Financial Llc | Moberly | MO | 11/2017 | Present |
1. 11/29/2017 - Active Financial Solutions - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Owner - Start Date 1/1/2010 - 100% Time Spent. 2. 11/29/2017 - OAK SMOKE PROPERTIES LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Owner - OAK SMOKE PROPERTIES LLC - Business Entity for Tax-Investment Purposes. 3. 7/13/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/20/2018 - 10 Hours Per Month During Securities Trading. 4. 08/01/2024 - 77 Fly Co. - Other - Fly Fishing and Tying Shop - Owner/ Operator - Not Investment Related - Saint Louis, MO - Start Date 04/25/2024 - 5 Hours Per Month/ 0 Hours During Trading 5) 02/05/2025 - Ole Boy Properties, LLC - Investment Related - Real Estate Rental - Moberly, MO - Start Date:02/01/2025 -1 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-28 |
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