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Charles Dean Rapp

LPl Financial LLC

Moberly, MO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-17
MO RA APPROVED 2017-11-29
  • TX RA
    APPROVED_RES
    Since 2023-10-17
  • MO RA
    APPROVED
    Since 2017-11-29

Branch Locations

205 W Reed St, Moberly, MO 65270 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Columbia MO 09/2009 11/2017
Lpl Financial Llc Moberly MO 11/2017 Present
  • 09/2009 → 11/2017
    Investment Centers Of America, Inc.
    Columbia, MO
  • 11/2017 → Present
    Moberly, MO
Previous Registrations
  • 2009-09-10 → 2017-12-06
    Investment Centers Of America, Inc.
    Moberly, MO
    Appleton, WI
  • 2009-08-12 → 2009-09-10
    Cetera Investment Services Llc
    Columbia, MO
Other Businesses

1. 11/29/2017 - Active Financial Solutions - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Owner - Start Date 1/1/2010 - 100% Time Spent. 2. 11/29/2017 - OAK SMOKE PROPERTIES LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Owner - OAK SMOKE PROPERTIES LLC - Business Entity for Tax-Investment Purposes. 3. 7/13/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/20/2018 - 10 Hours Per Month During Securities Trading. 4. 08/01/2024 - 77 Fly Co. - Other - Fly Fishing and Tying Shop - Owner/ Operator - Not Investment Related - Saint Louis, MO - Start Date 04/25/2024 - 5 Hours Per Month/ 0 Hours During Trading 5) 02/05/2025 - Ole Boy Properties, LLC - Investment Related - Real Estate Rental - Moberly, MO - Start Date:02/01/2025 -1 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-07
S63 Uniform Securities Agent State Law Examination 2003-08-28
  • S66 Uniform Combined State Law Examination
    2009-08-07
  • S63 Uniform Securities Agent State Law Examination
    2003-08-28
Other Names
  • Dean Rapp

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