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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-12-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Moberly | MO | 05/2023 | Present |
| Fosteradopt Connect | Independence | MO | 12/2022 | 05/2023 |
| Active Financial Solutions/Dba For Lpl Business | Moberly | MO | 04/2019 | 12/2022 |
| Neighbor's Bank | Clarence | MO | 10/2018 | 04/2019 |
| Wagner Portrait Group | St. Louis | MO | 07/2015 | 10/2018 |
1) 07/2023 - Active Financial Solutions / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 150 Hrs per month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-11 |
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