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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-09-28 |
| CA | RA | APPROVED | 1997-12-15 |
Branch Locations
1430 Blue Oaks Blvd Ste 290, Roseville,, CA 95747 • United States
41865 Boardwalk Ste 110, Palm Desert, CA 92211 • United States
Palm Desert, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Roseville | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Roseville | CA | 03/2020 | Present |
Independent Insurance Brokering; Genworth Life and Annuity Insurance Co; 01/01/2007; / John Alden Life Insurance Co; 06/04/1993; / Genworth Life Insurance Co; 11/08/2004; / Nationwide Life Insurance Co; 02/05/1996; / Pruco Life Insurance Co; 08/24/2010; / Prudential Annuities Life Assurance Corp.; 08/24/2010; / Security Benefit Life Insurance Co.; 09/08/2010; / Integrity Life Insurance Company; 09/14/2010; / Lincoln National Life Insurance Co.; 11/03/2010; / Minnesota Life; 07/23/2015; / Aetna Life Insurance Co; 01/29/2009; / Metropolitan Life Insurance Co; 02/08/1995; / Hartford Life and Annuity Insurance Co; 07/01/2010; / United American Insurance Co; 04/01/2009; / Allianz Life Financial Services; 08/03/2010; / Allianz Life Insurance Co of North America; 08/03/2010; / Pacific Life Insurance Co; 08/12/2010; / Hartford Life Insurance Co.; 07/21/2010; / First Colony, UNUM; 02/03/1993; Fixed Annuity. Outside Employment; Blue Oaks Management, LLC; Financial Advisor with Blue Oaks Management, LLC and Ameriprise Financial franchise.; Ameriprise Financial advisory firm.; Suite No. 290, 1430 Blue Oaks Boulevard, Roseville, CA, 95747; Investment-Related; 05/15/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-11-06 |
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