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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2011-02-18
  • GA RA
    APPROVED
    Since 2011-02-18

Branch Locations

3555 North Crossing Circle, Valdosta, GA 31602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Valdosta GA 01/2011 Present
  • 01/2011 → Present
    Stifel Nicolaus & Co Inc
    Valdosta, GA
Previous Registrations
Other Businesses

1. University of Georgia Football Lettermen Club Advisory Board; Board Member - attend meetings and club social events; 01/01/2018; 4.00 Hour(s) Per Year - not during securities trading hours; Not Investment-Related 2. Boys & Girls Club of Valdosta; 215 West North Street, Valdosta, GA 31601; Board of Directors; Oversight of policy; 02/28/1994; 2 Hours per Month; During securities trading hours; Not Investment-Related,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-02-26
S63 Uniform Securities Agent State Law Examination 1992-10-22
  • S65 Uniform Investment Adviser Law Examination
    1993-02-26
  • S63 Uniform Securities Agent State Law Examination
    1992-10-22

View on SEC IAPD

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