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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2011-02-18 |
Branch Locations
3555 North Crossing Circle, Valdosta, GA 31602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Valdosta | GA | 01/2011 | Present |
1. University of Georgia Football Lettermen Club Advisory Board; Board Member - attend meetings and club social events; 01/01/2018; 4.00 Hour(s) Per Year - not during securities trading hours; Not Investment-Related 2. Boys & Girls Club of Valdosta; 215 West North Street, Valdosta, GA 31601; Board of Directors; Oversight of policy; 02/28/1994; 2 Hours per Month; During securities trading hours; Not Investment-Related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-22 |
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