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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-03-18 |
| TX | RA | APPROVED | 2022-03-18 |
Branch Locations
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Boston | MA | 05/2001 | Present |
| Jpmorgan Chase Bank Na | Boston | MA | 01/2017 | 05/2020 |
Entity Name: FINRA Investment related: yes Address: 1735 K Street, NW, Washington DC 200006-1506. Attn Andrew H Perkins/Senior Vice President-Deputy Chief Hearing Officer Nature of the other business: FINRA is an SRO Position/Title/Relationship: Other; Start Date: 01-Jun-2014 Approximate # of hours a month: less than an hour per month. Will serve on an occassional basis Approximate # of hours during securities trading hours: less than 1 hour per month Briefly describe your duties: Other - NYSE hearing board and acceptability board are administered by FINRA under a regulatory services agreement
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-13 |
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