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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-02-05
TX RA APPROVED 2021-02-04
  • OH RA
    APPROVED
    Since 2021-02-05
  • TX RA
    APPROVED
    Since 2021-02-04

Branch Locations

1096 E State Street, Athens, OH 45701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Athens OH 05/2009 02/2021
Raymond James Financial Services, Inc Athens OH 02/2021 Present
Raymond James Financial Services Advisors, Inc Athens OH 02/2021 Present
Karageorge Financial Group, Llc/Karageorge Wealth Management Athens OH 02/2021 Present
Previous Registrations
Other Businesses

(1)Name of Business: Karageorge Enterprises, LLC Address: 1096 E State St, Athens, OH, 45701, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 06/08/2006 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Karageorge Financial Group, LLC c/o Karageorge Wealth Managment Address: 1096 E State St, Athens, OH, 45701, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/04/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Managing Principal 100% (3)Name of Business: Karageorge Properties, LLC Address: 1096 E State St, Athens, OH, 45701-2121, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of commercial real estate building & property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-30
S63 Uniform Securities Agent State Law Examination 1993-01-11
  • S66 Uniform Combined State Law Examination
    2006-05-30
  • S63 Uniform Securities Agent State Law Examination
    1993-01-11
Other Names
  • James Karageorge
  • Jim Karageorge

View on SEC IAPD

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