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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-10-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Snider, Fuller & Associates | Athens | OH | 09/2010 | Present |
| Kestra Advisory Services, Llc | Athens | OH | 10/2017 | 10/2023 |
| Kestra Investment Services, Llc | Athens | OH | 01/2011 | 10/2023 |
| Lpl Financial | Athens | OH | 10/2023 | Present |
1)10/18/2023 - OUCU Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2023 - 160 Hr/Mth 2)10/18/2023 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 09/2021 - 10 Hr/Mth 3)10/18/2023 - Dan Stroh LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Athens, OH - Start: 01/2014 4)10/18/2023 - AACN Rentals LLC - Real Estate Rental - Inv Rel - Athens, OH - Start: 07/2019 - 5 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2011-06-03 |
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