Romney Kay Cox

Current Employers

Employment History

• 05/2009 → 10/2018
  Thrivent Investment Management Inc
  Zanesville, OH
• 05/2009 → 10/2018
  Thrivent Financial For Lutherans
  Appleton, WI
• 10/2018 → 08/2023
  Cuso Financial Services, Lp
  San Diego, CA
• 10/2018 → Present
  Ohio University Credit Union
  Athens, OH
• 08/2023 → Present
  Lpl Financial Llc
  Athens, OH

Previous Registrations

• 2018-10-09 → 2023-08-28
  Cuso Financial Services, L.P.
  Athens, OH
  Athens, OH
  San Diego, CA
• 2009-06-16 → 2018-10-09
  Thrivent Investment Management Inc.
  Cleveland, OH
  Zanesville, OH
• 2009-03-04 → 2009-05-07
  Keeler & Co., Llc
  Atlanta, GA

Other Businesses

1) 08/28/2023 - OUCU FinanciaI / Financial Institution Duty / Investment Related / Athens, OH - Start date 10/08/2018 - 160 Hrs per month 2) 08/28/2023 - Non-Variable Insurance / Investment Related / Athens, OH - Start date 08/29/2023 - 5 Hrs per month 3) 08/28/2023 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name OUCU Investment Services - Inv. Related - At Reported Business Location(s) - 160 Hrs per month/ 8 hours during trading 4) 01/22/2024 - Delaware Life, Athene, Clear Spring Life, Guardian Pacific Life, Athene, Liberty Bankers Life, Aspida Life. - Non-Variable Insurance - Writing Agent - Investment Related - At Reported Business Location(s) - Start Date 02/01/2024 - 25 Hours Per Month/ During Trading 5) 03/04/2026 - Stratos Wealth Partners - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 10/01/2023 - 160 hours per month/ during trading - I provide administrative support to Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in 10/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S63 Uniform Securities Agent State Law Examination
  2009-05-12
• S65 Uniform Investment Adviser Law Examination
  2009-03-03

Designations

Other Names

• Romney Kay Garner
• Romney Kay Willman