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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-08-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuso Financial Services, Lp | San Diego | CA | 01/2012 | 02/2017 |
| Ohio University Credit Union | Athens | OH | 08/2009 | 12/2017 |
| Cuso Financial Services, Lp | San Diego | CA | 07/2020 | 08/2023 |
| Ohio University Credit Union | Athens | OH | 07/2020 | Present |
| Rapid Mortgage | Athens | OH | 02/2020 | 07/2020 |
| Ohio University Credit Union | Athens | OH | 01/2018 | 05/2018 |
| Ohio University Credit Union | Athens | OH | 01/2020 | 05/2020 |
| Ohio University Credit Union | Athens | OH | 01/2019 | 05/2019 |
| Homemaker | Athens | OH | 05/2018 | 12/2018 |
| Homemaker | Athens | OH | 05/2019 | 12/2019 |
| Lpl Financial Llc | Athens | OH | 08/2023 | Present |
| Ohio University Credit Union | Athens | OH | 08/2023 | Present |
1) 08/02/2023 - Danette Carr - Fixed Insurance - Non-Variable Insurance - Selling: Fixed annuities - OH 45701 - Investment related - 20 Hours per month - Start date: 8/20/2023. 2) 08/02/2023 - Notary - OH 45701 - Investment related - 4 Hours per month - Start date: 2/1/2017. 3) 08/02/2023 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name OUCU Investment Services - Investment related - At reported business location(s) - 148 Hours per month. 4) 08/02/2023 - OUCU Financial Credit Union - Financial Institution Duty - Financial Consultant - Investment related - 8 Hours per month - Start date: 8/18/2009. 5) 02/09/2024 - OUCU Financial Credit Union - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Writing Agent - Started: 1/29/2024 - 20 Hrs/mo; 15 Hrs During Trading. 6) 03/25/2026 - Stratos Wealth Partners - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 09/04/2023 - 170 hours per month/ 15 hours during trading - I provide administrative support to Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in 3/2026. I expect to spend approximately 170 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-20 |
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