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Danette K Carr

LPl Financial LLC

Athens, OH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-08-28
  • OH RA
    APPROVED
    Since 2023-08-28

Branch Locations

90 S. Shafer Street, Athens, OH 45701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 01/2012 02/2017
Ohio University Credit Union Athens OH 08/2009 12/2017
Cuso Financial Services, Lp San Diego CA 07/2020 08/2023
Ohio University Credit Union Athens OH 07/2020 Present
Rapid Mortgage Athens OH 02/2020 07/2020
Ohio University Credit Union Athens OH 01/2018 05/2018
Ohio University Credit Union Athens OH 01/2020 05/2020
Ohio University Credit Union Athens OH 01/2019 05/2019
Homemaker Athens OH 05/2018 12/2018
Homemaker Athens OH 05/2019 12/2019
Lpl Financial Llc Athens OH 08/2023 Present
Ohio University Credit Union Athens OH 08/2023 Present
  • 01/2012 → 02/2017
    Cuso Financial Services, Lp
    San Diego, CA
  • 08/2009 → 12/2017
    Ohio University Credit Union
    Athens, OH
  • 07/2020 → 08/2023
    Cuso Financial Services, Lp
    San Diego, CA
  • 07/2020 → Present
    Ohio University Credit Union
    Athens, OH
  • 02/2020 → 07/2020
    Rapid Mortgage
    Athens, OH
  • 01/2018 → 05/2018
    Ohio University Credit Union
    Athens, OH
  • 01/2020 → 05/2020
    Ohio University Credit Union
    Athens, OH
  • 01/2019 → 05/2019
    Ohio University Credit Union
    Athens, OH
  • 05/2018 → 12/2018
    Homemaker
    Athens, OH
  • 05/2019 → 12/2019
    Homemaker
    Athens, OH
  • 08/2023 → Present
    Athens, OH
  • 08/2023 → Present
    Ohio University Credit Union
    Athens, OH
Previous Registrations
  • 2022-01-26 → 2023-08-28
    Cuso Financial Services, L.P.
    Athens, OH
Other Businesses

1) 08/02/2023 - Danette Carr - Fixed Insurance - Non-Variable Insurance - Selling: Fixed annuities - OH 45701 - Investment related - 20 Hours per month - Start date: 8/20/2023. 2) 08/02/2023 - Notary - OH 45701 - Investment related - 4 Hours per month - Start date: 2/1/2017. 3) 08/02/2023 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name OUCU Investment Services - Investment related - At reported business location(s) - 148 Hours per month. 4) 08/02/2023 - OUCU Financial Credit Union - Financial Institution Duty - Financial Consultant - Investment related - 8 Hours per month - Start date: 8/18/2009. 5) 02/09/2024 - OUCU Financial Credit Union - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Writing Agent - Started: 1/29/2024 - 20 Hrs/mo; 15 Hrs During Trading. 6) 03/25/2026 - Stratos Wealth Partners - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 09/04/2023 - 170 hours per month/ 15 hours during trading - I provide administrative support to Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in 3/2026. I expect to spend approximately 170 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-20
  • S66 Uniform Combined State Law Examination
    2022-01-20
Other Names
  • Danette Niese
  • Danette K Niese
  • Danette Katherine Niese Carr
  • Danette Katherine Carr

View on SEC IAPD

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