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Donna Teruko Saiki

Wells Fargo Clearing Services, LLC

Pasadena, CA

Hollywood, CA

Marina Del Rey, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-01-03
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

350 W Colorado Blvd Ste 390 [Ll-Rbo], Pasadena, CA 91105 • United States

1600 Vine St, Hollywood, CA 90028 • United States

514 Washington Blvd, Marina Del Rey, CA 90292 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Los Angeles CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Los Angeles CA 11/2016 Present
Previous Registrations
  • 2010-03-09 → 2011-01-03
    Wells Fargo Investments, Llc
    Los Angeles, CA
  • 2007-05-29 → 2010-03-29
    Citigroup Global Markets Inc.
    Los Angeles, CA
    Pasadena, CA
    Culver City, CA
    Marina Del Rey, CA
    Los Angeles, CA
    Santa Monica, CA
  • 2005-10-25 → 2007-05-29
    Citicorp Investment Services
    Santa Monica, CA
    Santa Monica, CA
  • 2002-04-16 → 2004-12-16
    Wells Fargo Investments, Llc
    Woodland Hills, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-22
S63 Uniform Securities Agent State Law Examination 1993-02-26
  • S65 Uniform Investment Adviser Law Examination
    2001-01-22
  • S63 Uniform Securities Agent State Law Examination
    1993-02-26

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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