Anna J Rojas

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-08-22

FL RA
APPROVED

Since 2025-08-22

Branch Locations

450 E Las Olas Blvd. Suite 1220, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Aventura	FL	05/2013	03/2022
First Horizon	Coral Gables	FL	03/2022	Present
Lpl Financial Llc	Fort Lauderdale	FL	08/2025	Present

05/2013 → 03/2022

Morgan Stanley

Aventura, FL
03/2022 → Present

First Horizon

Coral Gables, FL
08/2025 → Present

Lpl Financial Llc

Fort Lauderdale, FL

Previous Registrations

2022-04-26 → 2025-08-21

First Horizon Advisors, Inc.

Coral Gables, FL

Fort Lauderdale, FL
2013-05-13 → 2022-03-28

Morgan Stanley

Aventura, FL

Plantation, FL
2012-05-16 → 2013-05-08

Jhs Capital Advisors, Llc

Tampa, FL

Miami, FL
2009-10-09 → 2011-11-01

Rbc Capital Markets, Llc

Fort Lauderdale, FL
2008-05-23 → 2009-10-09

J. B. Hanauer & Co.

Plantation, FL

Other Businesses

1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 07/25/2025 - 160 hours per month/ during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-05-19

S66 Uniform Combined State Law Examination

2008-05-19

Other Names

Anna Rojas
Ana J Rojas

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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