Henry Morgan Lawrence

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 01/2020
  J.P Morgan Securities Llc.
  New York, NY
• 06/2011 → 01/2020
  J.P Morgan Chase Bank
  New York, NY
• 01/2020 → Present
  Morgan Stanley Smith Barney Llc
  New York, NY
• 03/2020 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2011-06-03 → 2020-01-16
  J.P. Morgan Securities Llc
  New York, NY
• 2009-01-21 → 2011-06-20
  Barclays Capital Inc.
  New York, NY
• 2008-02-14 → 2008-10-15
  Lehman Brothers Inc.
  New York, NY
  New York, NY
  New York, NY

Other Businesses

*388964 - Sea Stars HPB LLC; Investment related - Yes; New York, NY; Investment/Finance/Banking; President (proprietor, partner, officer, director, employee, trustee, agent); Jul 2015; During business hours: 0; After business hours: 2; Investment Decisions/Advice

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-11-10
• S63 Uniform Securities Agent State Law Examination
  1997-10-23

Other Names

• Henry M Lawrence
• Morgan Lawrence