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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-08-12 |
| TX | RA | APPROVED | 2009-10-05 |
Branch Locations
5151 San Felipe St Ste 2100, Houston, TX 77056-3727 • United States
Littleton, CO • United States
Houston, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Houston | TX | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Houston | TX | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Houston | TX | 03/2020 | Present |
Board of Directors; Municipal Utility District #73; Asst. Director of Operations; 1300 Post Oak BoulevardHouston, TX, ,; ; 01/12/2015; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-11 |
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