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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-20
WA RA APPROVED 2012-08-23
  • TX RA
    APPROVED_RES
    Since 2018-08-20
  • WA RA
    APPROVED
    Since 2012-08-23

Branch Locations

6840 Fort Dent Way Suite 160, Tukwila, WA 98188 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Burien WA 07/2012 Present
Raymond James Financial Services Advisors Inc. Burien WA 08/2012 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 10403 18th Ave S, Seattle, WA, 98168, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Second Rental Property:\n10403 18th Ave S\nSeattle, WA 98168 (2)Name of Business: Address: 16637 25th Ave SW, Burien, WA, 98166, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 10/23/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: independent insurance agent (3)Name of Business: Address: 16637 25th Ave SW, Burien, WA, 98166, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Home Owner- Rental (4)Name of Business: acquisitions.com Address: 16637 25th Ave SW, Burien, WA, 98166, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 10/23/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: connect buyers and sellers (5)Name of Business: Andy Rodgers Marketing Address: 16637 25th Ave SW, Burien, WA, 98166, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 09/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: digital marketing and A.I. solutions for small businesses (6) Andy Rodgers Publishing Address: 10403 18th Ave S, Seattle, WA, 98168, United States Activity Type: Other Position/Title: Author Investment Related: Yes Start Date: 02/21/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Author (7)Name of Business: Andy Rodgers Publishing Address: 16637 25th Ave SW, Seattle, WA, 98166, United States Activity Type: Other Position/Title: Musician Investment Related: No Start Date: 02/21/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Bass player in a heavy metal band (8) andyrodgersconsulting Address: 16637 25th Ave SW, Burien, WA, 98166, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 09/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: coaching and consulting for small business owners (9)Name of Business: Hill Vista Condos Address: 16637 25th Ave SW, Burien, WA, 98166, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/01/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: rental property owner (10) Mainspring Wealth Advisors Address: 6840 Fort Dent Way Ste 160, Tukwila, WA, 98188, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/06/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: Partner/owner involved in day-to-day operations of Mainspring (11) Prime Light Meditation and Wellness Address: 16637 25th Ave SW, Seattle, WA, 98166, United States Activity Type: Owner/Proprietor Investment Related: No 2/25/20 HPM 2-10 HPM TH 0-1 Duties: Mindset coach

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-21
S63 Uniform Securities Agent State Law Examination 1992-09-29
  • S66 Uniform Combined State Law Examination
    2009-09-21
  • S63 Uniform Securities Agent State Law Examination
    1992-09-29
Other Names
  • Andy Rodgers

View on SEC IAPD

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