Tricia M. Hollander Henning

Current Employers

Employment History

• 08/1992 → Present
  J.J.B. Hilliard, W.L. Lyons, Inc.
  Evansville, IN
• 10/2019 → Present
  Robert W. Baird & Co. Incorporated
  Evansville, IN

Previous Registrations

• 1999-02-03 → 2019-10-18
  J.J.B. Hilliard, W.L. Lyons, Llc
  Evansville, IN
  Evansville, IN

Other Businesses

ST. BENS FINANCE: 1) DATE STARTED: 2009 2) WHAT CAPACITY (IE, BOARD MEMBER, TREASURER, ETC)BOARD MEMBER 3) ANY INVESTMENT OR FINANCIAL CONTROL?NO UNITED WAY: BOARD MEMBER-FIRST BOARD MEETING IN APRIL UNDERSTANDS TO RECUSE HERSELF FROM ANY DECISIONS THAT INVOLVE HL FINANCIAL EXPERTISE. Welborn Baptist Foundation, investment-related, 21 Southeast Third St Suite 610 Evansville IN 47708, Community Impact Organization, Board Member, 5/2015, 10 hrs/month total with 2 of those hrs during trading hrs, duties include being on Governance Committee and Investment Committee. DUNN GROUP FUND 1, LLC, WIFE OF INVESTOR, START DATE 04/05/2019. HOTELS BUILT AROUND COUNTRY, 0 HRS/MO, 0 HRS/MO TRADING Name/Address: Welborn Baptist Foundation Main Street Evansville IN 47708 Start date: 1/1/16 Hours spent: 0-1 hour/month Hours spent during trading hours: 0-1 hour/month Role/Responsibility: Chair of Investment Committee Investment related Name/Address: Regency Properties; Rental Property Burkhardt Rd Evansville IN 47715 Start date: 2015 Hours spent: 0-1 hour/month Hours spent during trading hours: 0-1 hour/month Role/Responsibility: Owner/Proprietor, Landlord Non-Investment related

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-18
• S63 Uniform Securities Agent State Law Examination
  1993-01-08

Other Names

• Tricia Marlene Hollander
• Tricia Hollander-Pendley
• Tricia Hollander Pendley
• Tricia M. Henning
• Tricia M. Hollander
• Tricia M. Hollander-Henning