David Warren Lubchenco

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2016-04-28
CO	RA	APPROVED	2016-04-25
TX	RA	APPROVED	2016-04-25

FL RA
APPROVED

Since 2016-04-28
CO RA
APPROVED

Since 2016-04-25
TX RA
APPROVED

Since 2016-04-25

Branch Locations

921 Walnut St Suite 250, Boulder, CO 80302 • United States

777 East Wisconsin Ave, Milwaukee, WI 53202 • United States

210 University Boulevard Ste 800, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird & Co.	Boulder	CO	04/2016	Present

04/2016 → Present

Robert W. Baird & Co.

Boulder, CO

Previous Registrations

2013-07-12 → 2016-05-11

Marsico Capital Management, Llc

Denver, CO
2012-09-17 → 2014-05-16

Chautauqua Capital Management Llc

Boulder, CO
2010-10-08 → 2012-09-05

Scout Investments, Inc.

Kansas City, MO
2004-07-02 → 2010-04-05

Transamerica Investment Management, Llc

Denver, CO

Other Businesses

Name/Address: National Class E Scow Association, 1200 E. Broadway, Monona WI 53716 Start Date: 9/30/2025 Hours Spent: 4-9 per month; During Trading Hours: 0-3 per month Role/Responsibility: Commodore Not Investment Related

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2011-09-08
S65	Uniform Investment Adviser Law Examination	2004-07-01

S63 Uniform Securities Agent State Law Examination

2011-09-08
S65 Uniform Investment Adviser Law Examination

2004-07-01

View on SEC IAPD

Current Employers

Robert W. Baird & Co. Incorporated

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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