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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-16 |
| NY | RA | APPROVED | 2021-07-27 |
Branch Locations
1211 Ave Of The Americas 27Th Fl, New York, NY 10036 • United States
Bronx, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New York | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | Present |
MILLMANN PROPERTIES LLC; INVESTMENT RELATED; WEST NYACK, NY; REAL ESTATE; 3% OWNER; START DATE 3/2001; 25 HRS PER MONTH; 0 DURING TRADING HRS; DUTIES - MAINTAINING PROPERTY RENTAL PROPERTY; INVESTMENT RELATED; BRONX,NY; 30% OWNERSHIP; START DATE 01/03/2000; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; LANDLORD. RENTAL PROPERTY; INVESTMENT RELATED; BRONX,NY; 30% OWNERSHIP; START DATE 01/03/2000; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-18 |
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