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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2020-05-01 |
| CT | RA | APPROVED | 2020-01-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Buckman & Reid Inc. | Little Silver | NJ | 04/2016 | 01/2018 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 03/2018 | 09/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kingston | NY | 11/2019 | Present |
| Begnal Motors | Kingston | NY | 10/2019 | 11/2019 |
| Bank Of America, N.A. | Kingston | NY | 01/2020 | Present |
I*441987 For profit or not for profit: Entity For Profit Name of outside business organization: Anytime Home Care Investment related: N Address of business: Hudson, New York, 12534 Nature of business: ["Corporation"] Position, title, association: ["Other","Treasurer"], Start date of relationship: 1/17/2020 Number of hours devoted: 32 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Part-Time, Personal Assistant to a stroke victim on weekends; assist with mobility and errands. I*609235 For profit or not for profit: Entity For Profit Name of outside business organization: Stewart's Shops Investment related: N Address of business: KIngston, New York, 12401 Nature of business: ["Corporation"] Position, title, association: ["Employee"], Start date of relationship: 12/3/2021 Number of hours devoted: 16 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Convenience Store; Customer Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-12 |
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