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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-23
TX RA APPROVED_RES 2008-01-15
  • MN RA
    APPROVED
    Since 2013-11-23
  • TX RA
    APPROVED_RES
    Since 2008-01-15

Branch Locations

2514 Superior Dr Nw Suite A, Rochester, MN 55901 • United States

140 E. Main Street, Wabasha, MN 55981 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Rochester MN 09/2005 03/2020
Ameriprise Financial Services, Llc Rochester MN 03/2020 Present
Other Businesses

Business Ownership; DNB Enterprises, LLC; Provide client service support, leadership, and direction for the business as it relates to strategic direction, operations, business development and financial management.; Entity structure supports operations of the Ameriprise Financial Practice including leadership, payment of payroll and expense and profit distribution to owners.; 140 Main St E, , Wabasha, MN, 55981; Not Investment-Related; 01/01/2023; 60 hours per month; 60 during trading hours / Migadeza Partners, LLC; Co-owner; An LLC that owns the building I office from in Rochester; 2514 Superior Dr NW, , Rochester, MN, 55981; Not Investment-Related; 01/01/2011; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Wabasha Community Foundation; Committee member; Does not have an address as of yet, ,; ; 02/04/2016; 1 to 9 hours per month; 1 to 9 during trading hours / St. Elizabeth's Community Development Foundation; Board Member; 1200 Grant Blvd, , WABASHA, MN, 55981; Investment-Related; 07/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; DNB Enterprises, LLC; Managing Partner - Aide in providing management and decision making with regard to strategic vision, operational and financial support of the Ameriprise Financial Practice.; Entity created to manage my financial advising business with AMeriprise.; 140 Main St E, , Wabasha, MN, 55981; Not Investment-Related; 01/01/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-09-25
  • S63 Uniform Securities Agent State Law Examination
    1992-09-25
Designations

View on SEC IAPD

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