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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-23 |
| TX | RA | APPROVED_RES | 2008-01-15 |
Branch Locations
2514 Superior Dr Nw Suite A, Rochester, MN 55901 • United States
140 E. Main Street, Wabasha, MN 55981 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rochester | MN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Rochester | MN | 03/2020 | Present |
Business Ownership; DNB Enterprises, LLC; Provide client service support, leadership, and direction for the business as it relates to strategic direction, operations, business development and financial management.; Entity structure supports operations of the Ameriprise Financial Practice including leadership, payment of payroll and expense and profit distribution to owners.; 140 Main St E, , Wabasha, MN, 55981; Not Investment-Related; 01/01/2023; 60 hours per month; 60 during trading hours / Migadeza Partners, LLC; Co-owner; An LLC that owns the building I office from in Rochester; 2514 Superior Dr NW, , Rochester, MN, 55981; Not Investment-Related; 01/01/2011; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Wabasha Community Foundation; Committee member; Does not have an address as of yet, ,; ; 02/04/2016; 1 to 9 hours per month; 1 to 9 during trading hours / St. Elizabeth's Community Development Foundation; Board Member; 1200 Grant Blvd, , WABASHA, MN, 55981; Investment-Related; 07/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; DNB Enterprises, LLC; Managing Partner - Aide in providing management and decision making with regard to strategic vision, operational and financial support of the Ameriprise Financial Practice.; Entity created to manage my financial advising business with AMeriprise.; 140 Main St E, , Wabasha, MN, 55981; Not Investment-Related; 01/01/2023; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-09-25 |
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